Chairman of Big Lake shares fined 100,000 yuan by SFC

Source: Internet
Author: User
Keywords Chairman
After more than a year, the "Securities times" on the Great Lakes shares (600257, formerly referred to dongting Water colonization) large shareholder related transactions hollowed out the listed company's series of reports have concluded.  The Great Lakes shares said today that the Securities and Futures Commission began December 2, 2008 Investigation of the Great Lakes stake, the trial has been terminated, the company was sentenced to a warning, the company chairman Rozuliang and other senior executives were fined a maximum of 100,000 yuan. May 28, the Great Lakes shares received Hunan Securities and Futures Commission service of the SFC, "Administrative penalty decision book", Great Lakes Shares in the annual report prior to 2007 did not truthfully disclose the relationship between Anxiang Aquatic and Hongxin Holding, when chairman Rozuliang is directly responsible for the director, when the directors, general manager Zengwei, when the director,  Deputy General manager Peng Rongchin, when as a director, Deputy general Manager Li Zujun, when vice chairman, Secretary of the board Huang Niu, when the director Liang Shumin, Cao Xiangjun, when independent director Zhao Tao is other directly responsible personnel.  The decision book on administrative punishments shows that the SFC decided to give a warning to the Great Lakes shares, warned the Rozuliang, imposed a fine of $100,000, warned Zengwei, Peng Rongchin, and fined 50,000 yuan respectively, warned Li Zujun, Huang Niu, Liang Shumin, Cao Xiangjun and fined 30,000 yuan respectively, and warned Zhao Tao.  November 2008, the "Securities times" began to the Great Lakes stake in the large shareholder-related transactions hollowed out listed companies to carry out a series of reports, the state of the company's assets and other issues raised questions, triggering the Hunan Securities and Supervision Bureau sent on-site investigation team into the Great Lakes shares for investigation. "The Anxiang County aquaculture general has been injected into listed companies two times in its shares in the Great Lakes IPO and equity reform," according to a report by the Securities Times. Anxiang Aquatic Products for the Great Lakes shares of the largest shareholder Wang Xin holding affiliated companies, and in the dongting water in all the public information, did not disclose the intimate relationship between the two, the dongting water in the information disclosure of related persons suspected serious violations. ”
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