The former director of the new Sea should be fined for selling shares in window period

Source: Internet
Author: User
Keywords window period new Hai Yi
New Hai Yi (002089) announced today about the company's former directors of the illegal sale of shares announcement. The announcement said that the company's former director Ke's stock account has been managed by its agents, and its agent on January 13, 2010 to 18.70 yuan/share price sold the company 105,000 shares. And the new sea-appropriate annual report disclosure date of February 2, 2010, resulting in the window period of reduction.  The reduction is in violation of the 3rd 1.8 of the stock listing rules of Shenzhen Stock Exchange and the provisions of article 19th of the Guidelines for the management of shares and their changes held by directors, supervisors and senior managers of the listed companies of Shenzhen Stock Exchange.  The new sea should be scheduled to disclose the 2009 annual report and related announcements on March 31, 2010, due to the needs of the company's work, January 11, 2010, the company board of directors to the Shenzhen Stock exchange for the 2009 report of the disclosure date of the change to February 2, 2010. However, the company's former director Ke's stock account has been managed by its agent, due to the previous bad, busy company business tender matters, did not promptly inform the agent about the company's annual report Disclosure date change.  This directly led to the company's former director of the "window period" reduction. The new sea, said the decision to the former director of the KE to record greater punishment, the removal of its business manager position, and a fine of 100,000 yuan, and in the general election in March 2010, no longer to hire him as a company director.  However, compared to the more than 1 million yuan sold, a fine of 100,000 yuan does not seem to be anything. The stock of the company is not limited to the former directors. In the former director of the Ke reduction of the first two days, according to the new Hai Yi January 13, 2010 announcement, the new sea should be on January 11 received Shanghai Union and Investment Co., Ltd. Notice, its trading system on January 11, 2010 through the Shenzhen Stock Exchange to reduce the new Hai Yi shares 778210, Reduction of the proportion of the company's total share capital of 0.36%, the average price of 17.061 yuan/share, the transaction amount of 13.277 million yuan.  And since February 5, 2009, Shanghai Union and Investment Co., Ltd. in the disclosure of the "simple statement of Rights change" after a total reduction of shares of the total 8034000 shares, the total share of the company has accounted for 5%. However, Shanghai Union and Investment Co., Ltd., the pace of reduction has not stopped, according to the new Hai Yi February 10, 2010 announcement, Shanghai Union and Investment Co., Ltd. from January 12, 2010 to February 8 through the sale of the company's holdings of unlimited sales conditions of the circulation of 3.586 million shares, The proportion of total shares in the company is 1.68%. After the reduction, Shanghai Union and Investment Co., Ltd. still holds about 107 million shares of the company, accounting for 4.99% of the company's total equity, the shareholding ratio has been less than 5%.
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