Direct Investment Enterprise Board must be two years old

Source: Internet
Author: User
Keywords Investors brokerages investment risks direct vote
Tags apply for can directly channel community company direct direct investment direct vote
Washington (reporter min) yesterday, the SFC on the "Gem investors appropriate management of the interim provisions" to the community for advice.  According to the draft, the shareholders must have two years of trading experience can directly open the Gem investment trading, stocks not two years of investors to invest in the gem, will set another channel, and receive more risk tips.  Age threshold due to investment risk greater in the gem before, retail investment A shares without any threshold requirements. For the direct investment gem needs two years age of the threshold requirements, the draft pointed out that, taking into account the gem listed enterprises and the main board listed companies, investment risk is relatively large.  If there is no understanding of the gem market risk, do not have the ability to bear the risk of the blind participation of investors, may cause a series of problems.  A spokesman for the SFC said that compared with the motherboard market, the gem market issued a relatively low standard of listing, enterprises generally small, operating performance is not stable, there are differences in the delisting system, investment risk is relatively high. Investment gem need to sign risk Disclosure book two years of investment experience how to calculate?  The draft notes that the two-year experience starts at the date of the first stock exchange on the Shanghai or Shenzhen stock Exchange.  Experts pointed out that since 2007, the stock market has undergone a round of relatively complete bull bear cycle, with more than 2 years investment experience investors, the market risk has a more profound feeling, investment decision-making will be relatively prudent.  The Securities and Futures Commission pointed out that when individual investors apply for opening the gem market, they will need to sign the "Gem Market Investment Risk Disclosure book" and other documents to the sales office counter.  Securities companies will also face pressure from the sales staff and venues, the SFC pointed out that in the Gem stock open issue and listing transactions before the start, set aside enough time for investors to deal with the relevant procedures in advance. Link age of two years will be different treatment of two years Open gem trading: In the sales department signed the GEM Market Investment risk Disclosure book, and transcribed a statement. The Securities manager witnesses and signs.  Open after 2 trading days. Less than two years open gem trading: In the sales department to sign "Gem Market investment Risk Disclosure book", and transcribed a statement. The Securities manager witnesses and signs.  Securities Business Department responsible for signature, 5 trading day, after the audit opened by the securities broker.  Individual investment in the gem can be three steps to go the first step investors can through the Chinese securities registration and clearing company to provide the relevant channels, inquiries are consistent with the provisions of the implementation of the requirements and decide whether to apply for open gem market transactions.  The second step investors to the Securities Company Sales Department site to open the Gem market transaction applications. The third step in the investor's application, the securities companies need to check the investors ' trading experience through the company's system, and detailed understanding of investor identity, property and income status, risk preferences and other basic information.
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