Gem investors should be aged two years

Source: Internet
Author: User
Keywords Securities companies self-regulatory securities registration and clearing companies investor shares
Tags according to law apply apply for a-share market basic can directly clear community
Washington (Reporter Aoxiapo Ma Yi) Yesterday, the CSRC on the GEM investors appropriate management interim provisions to the community for advice, according to law can engage in a-share market transactions investors, with more than two years (including two years) trading experience can directly open gem investment transactions. Shenzhen relevant implementation measures are also issued, and openly to the community for advice. The implementation measures a total of 18, specifically clear gem investors appropriate management of the basic requirements, procedures, working mechanisms and self-regulation requirements.  Comments or suggestions can be written or e-mailed in the form of feedback to Shenzhen before June 23. Reporters noted that the regulatory layer on the gem investors did not set the threshold for funding.  The concept of "access" has faded out, but has highlighted the idea of "protecting the interests of investors". According to the interim provisions, natural investors apply for participation in the gem market, in principle, should have more than two years (including two years) trading experience.  The date of trading experience, the first stock transaction on the Shanghai or Shenzhen Stock Exchange, for the account of the investor himself.  Investors who have less than two years of trading experience will also open channels if they are fully aware of the risks, but need more risk-prompting procedures. Considering that investors apply for opening gem market transactions must go to the Sales department counter, may face the pressure of the sales department staff, the site, need to reserve a considerable time for investors to open the formalities ahead.  To this end, the CSRC intends to set aside sufficient time for investors to handle the relevant formalities before the opening of the IPO stock and the listing transaction.  GEM Application Three steps ☆ investors through the Chinese securities registration and clearing company to provide the relevant channels, inquires whether the implementation of the provisions of the basic requirements and decide whether to apply to the securities companies open gem market transactions.  ☆ Investors to the Securities company business site to open the Gem market transaction applications.  ☆ After the investor applies, the securities company needs to check the investor's trading experience and understand the basic information about the investor's identity, property and income status, risk preference and so on. Gem Application method with more than two years of trading experience investors apply for the opening of Gem market transactions, securities companies need to sign with the site in writing "Gem Market investment Risk Disclosure Book", and request it to transcribe a statement.  The manager of the Securities Company shall witness the signature and confirmation of the investor. Investors who have not yet had a two-year trading experience but still require the opening of gem market transactions need to sign the "Gem Market Investment Risk Disclosure book" with their site in writing and request them to transcribe a special statement on voluntarily taking market risks. The Securities company handling personnel should witness the signing and signature confirmation of the investors, and then need to sign and confirm the sales department responsible for the securities company.
Related Article

Contact Us

The content source of this page is from Internet, which doesn't represent Alibaba Cloud's opinion; products and services mentioned on that page don't have any relationship with Alibaba Cloud. If the content of the page makes you feel confusing, please write us an email, we will handle the problem within 5 days after receiving your email.

If you find any instances of plagiarism from the community, please send an email to: info-contact@alibabacloud.com and provide relevant evidence. A staff member will contact you within 5 working days.

A Free Trial That Lets You Build Big!

Start building with 50+ products and up to 12 months usage for Elastic Compute Service

  • Sales Support

    1 on 1 presale consultation

  • After-Sales Support

    24/7 Technical Support 6 Free Tickets per Quarter Faster Response

  • Alibaba Cloud offers highly flexible support services tailored to meet your exact needs.