Investors can apply to open gem trading from 15th

Source: Internet
Author: User
Keywords Securities companies Shenzhen Stock Exchange investors can
Tags apply apply for business exchange gem gem market get get together
The SFC July 1 issued the "GEM market investors appropriate management interim provisions", investors can apply for the opening of the gem market on July 15 trading.  CSRC relevant departments responsible for reminding, the next step will be announced the gem trading rules and other supporting rules, the official launch of the GEM has a certain time, investors can be independent arrangements for time, do not have to "get together" to the sales department to apply for formalities. The head of the relevant department of the CSRC said that the investors ' proper management system is still a new thing in China's securities market, and is still in the exploratory stage in many aspects.  According to the specific implementation of the relevant system, the SFC will continue to sum up experience and improve and improve it.  According to the interim provisions, investors to participate in the gem market, should be familiar with the relevant rules and regulations of the gem market, understand the gem market risk characteristics, with the corresponding risk tolerance, and in accordance with the regulations to participate in the gem market related formalities. Interim requirements, securities companies should establish and improve the market investors appropriate management work mechanism and business processes, to understand the identity of customers, property and income status, securities investment experience, risk preferences and other relevant information, fully prompts investors to carefully assess the appropriateness of their participation in the gem market.  When an investor applies for opening the gem market, the securities company should distinguish the different situations of the investors, disclose the market risk fully to the investors, and sign the "Gem Market Investment Risk Disclosure book" in the place of the business site with the investors. Shenzhen, the head of the relevant department, said Shenzhen Stock Exchange will promulgate specific implementation measures, for the age is too large, physical inconvenience and other special circumstances of investors, not to the site of the business Place, change by the securities company staff door-to-door; for foreign investors, such as special circumstances, can be commissioned by a certain procedure to sign the risk disclosure book. (see A06 version of interim provisions)
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