Some big businesses are barred from taking part in gem trading

Source: Internet
Author: User
Keywords Gem Exchange System Shenzhen stock market trading system trading restrictions
21st Century Economic Report Zhu Yimin October 30, the Shenzhen stock of business board opened the bell, but the past large and powerful active, is experiencing the relevant departments unprecedented risk prevention and control of high pressure. "In order to prevent some active large enterprises on the first day of the gem listing irregularities may bring risks to the company, a margin of more than 20 million yuan active individuals were driven away by us."  "October 29, a domestic listed brokerage Shenzhen, a business director told reporters that the recent response to the opening of the gem of the risk prevention work to its deep fatigue, the Shenzhen of the requirements of the slightest careless.  The chief operating officer informed the other party that 3 per thousand of the highest standards of commission, a transaction down, a hundred thousand of of the transaction costs to the individual big. Coincidentally, October 29, a very active in the market in Shenzhen, a large group of individuals also told reporters that although the first gem listed companies high premium distribution, but there are still investment opportunities after the listing, but he himself can not participate, because his account can not be traded on October 30,  May be in the gem after opening a period of time to participate in the transaction.  Brokerage "Farewell" has spared no effort to obtain the best quality customers, is helpless.  Reporter learned that Shenzhen in the emphasis on strengthening follow-up transaction supervision, resolutely combat market manipulation and insider trading at the same time, in order to further increase the punishment, but also to the poor customer management, to allow customers to participate in the speculation of the brokerage, will be based on the relevant provisions of disciplinary measures.  Under the high pressure of policy, all securities business departments take active actions to implement key monitoring and management for those active individual customers.  According to people familiar with the situation, Shenzhen has visited and interviewed more than 20 securities companies, clearly require members to do enough, do deep, to do through customer management, and effectively take measures to standardize customer transactions, to curb the occurrence of major abnormal transactions.  In addition to the introduction of a more stringent three-day suspension system than the motherboard, the Shenzhen Stock Exchange to curb the debut of the Gem, but also launched a more direct trading restrictions.  The insider said that the Shenzhen stock Exchange not only recommended that the fund should not buy stocks on the first day of the gem, but also require securities companies to large declarations, ultra-high-price declaration in the trading system to continue to carry out special settings, and will send people to trade active sales department, the individual large enthusiasm for speculation of new shares  At present, the broker has reformed the trading system, the big deal will be subject to more stringent restrictions. The same account for the first time more than 10,000 transactions declaration, there will be risk warning, the second can not be directly declared, the need for me and the sales department responsible for the written declaration can be released, after the declaration to sign the risk of the consequences of risk knowledge book.  Even so, the same day to declare the purchase of the same shares can not exceed 5, a total of 200,000 shares.  In addition, the first day of the gem listed trading Limited account is not only Shenzhen published suspected market manipulation, the three accounts for improper transactions, but all of the apparently active in the market, the Exchange system has a warning record of the "registered" individual accounts, are notified on the gem listed on the first trading day can not participate in stock trading. It is reported that Shenzhen has a not participate in the gem listed on the first trading day of the personal account list, the list sent to various business departments, by the Sales department related accounts in the trading system set trading restrictions.
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