Investors ' credit investigation is the most important in the new market

Qianxiaohan to carry out special inspection on investor education The mainland futures companies are receiving the largest special inspection in recent years. Yesterday, the China Futures Association, through its official website, issued a notice on the examination of the education work of investors in Futures companies (hereinafter referred to as "the notice").　　"Notice" stressed that in order to further standardize the investor education work of the Member units, guide the futures Company to establish the basic system and long-term mechanism of investor education, the China Futures Association decided to launch a special inspection for all the normal operation futures companies and the sales department established before April 30, 2009.　　It is understood that the core of the special inspection of the futures business institutions, including the investor garden construction, education manuals and promotional materials, account opening link customer survey and assessment, risk hints, and the new market investors training situation and so on. According to the Medium-term association plan, this special inspection is divided into the self-examination stage, the examination stage and the summary Exchange stage.　　From the date of the notice to June 30 for the self-examination phase of futures companies, futures companies should be in accordance with the "Futures Investors Education guidelines," the relevant requirements of the company headquarters and branch offices to earnestly implement the "guidance" of the various content, and on June 30 before the electronic form of self-examination submitted to contact members and the mid-term Association Between July and August, the interim Association and the associate members arranged on-site or off-site inspection. Non-on-site inspection can be used for telephone inspection and network inspection, mainly for the futures company submitted by the investors in the education of the person responsible for the verification of the Company's organization and institutional arrangements, the basic situation of verification, the company's customer service personnel Professional level verification and so on. Network inspection is mainly used for the futures Company and its business department to set up an online investor education column, the company's basic information disclosure and other circumstances verification. 　　The on-site inspection is used to verify the various data and circumstances submitted by the company in the course of implementing the guidelines, and to hold investor education activities in non-business places. Reporter learned that the new market investors credit investigation and evaluation, is the special investigation of the most important. At the end of last year, the "Guide to the education of Futures investors" promulgated by the Interim society clearly requires that futures companies should strengthen their grasp of the basic information of investors and fully understand their investment experience and risk tolerance.　　After the investigation and evaluation, try to persuade the less risk-resistant ability, lack of social welfare protection, investment losses may occur after major problems of people do not participate in futures trading. In addition, the medium-term association also requires the futures companies to actively adopt various ways to expand the coverage of investor education. To encourage qualified companies to cooperate with the press, television, radio, network and other news media, through the creation of special topics, hosting simulation trading competition, futures knowledge competition activities, introduction of futures basic knowledge, laws and regulations, risk management and other content. Futures companies should hold investors ' education lectures and training at their places of business on a regular or irregular basis, and the futures companies that entrust securities companies to carry out intermediary business (IB) shall regularly train the relevant personnel of the securities companies entrusted by them to carry out business knowledge and laws and regulations, and through their entrustmentSecurities companies to carry out investor education work.