Qingdao Alkali Industry Reorganization insider trading start to peep at the husband's file

Qingdao Alkali Industry Reorganization insider trading from the bottom of the restructuring of the failure of Qingdao alkali industry, now opened an insider trading case. This disclosed insider trading protagonist, is one of the reorganization Case Insider Insider's special legal advisor Shandong Tak Heng Law firm Securities Business Team head room a wife. ⊙ journalist Li Xiaobing 0 editor Ranchi steal Chicken No eclipse to serve the rice as a service at the end of 2012 Qingdao alkali industry and Yang Coal group responsible for the reorganization of the law team leader's wife--Zhenghui did not think of the day of December 2012, she at her husband's desk "peek" that one eye, Will bring her such a heavy loss: Borrow insider information illegal trade Qingdao alkali industry stock, not only book not earning 87770 yuan, also because the illegal behavior was fined 400,000 yuan. February 24, 2014, the Qingdao Securities Regulatory Bureau issued the "Administrative penalty decision", detailed disclosure of the insider trading case. According to the Qingdao Certificate and Supervision Bureau investigation, the first time to learn that the Qingdao alkali industry and Coal group in the planning and restructuring is September 2012; September 18, 2012, Qingdao alkali Industry board secretary Zou MoU convened Tak Heng Law firm Securities Business Team head room, handling lawyer Guo and financial advisor meeting, To carry out preliminary planning for reorganization matters; December 2012 13, 14th, Zou MoU to prepare a consultant agreement and confidentiality agreement, Guo one day will be ready for the consultant agreement and confidentiality agreement to a certain audit, room audit signed after a confirmation to Zou, Shandong Tak Heng will be confidential agreement sent to Beijing de Heng ( Shandong Tak Heng Business Center to transfer to Beijing and registered law firm) stamped, the agreement entered into force on December 21. Zhenghui "appeared" Just in December 2012 13, 14th. At that time, Zhenghui through the unit intranet received the Qingdao alkali industry filed information. "The confidentiality agreement was put on a desk at the house, the agreement required a review of the House signed, and then sent to Beijing seal." Zhenghui roughly read the contents of the Qingdao alkali industry mergers and acquisitions project, the date is empty, such as Beijing Germany and the value of the seal sent to Qingdao, plus the date. Zhenghui based on the content of the confidentiality agreement that the Qingdao Alkali industry reorganization will enter the substantive stage of the matter. "The commissioner's decision on punishment records the scene at the time. At this point, Zhenghui illegally acquired insider information. From the disclosure of the case, Zhenghui clearly "because of identity restrictions, they can not buy this (Qingdao alkali Industry) stock." December 2012, should Zhenghui request, Zheng's colleague Gong to borrow his stock account to Zhenghui use, and by Zheng's friend South Korea raised cash 2.1 million yuan, on December 18, 2012, 19th two days in gong a three-party deposit management bank account. The administrative penalty decision book shows that the account is operated by Zhenghui. December 24, 2012, the Qingdao alkali Industry Bulletin said that the company intends to purchase assets through the issue of equity restructuring, the matter to the company constituted a major asset reorganization. The company's stock has been suspended from December 24, 2012 for no more than 30th. And on December 18, 2012, 19th, 20th, ZhenghuiliWith gong an account trading Qingdao alkali industry stock, buy volume of 348,700 shares, buy up to 2,095,148 yuan total amount. According to the Shanghai Stock Exchange [Weibo], the illegal income is 87772.52 yuan. According to the facts, nature, circumstances and social harm of the parties ' illegal activities, the Qingdao Securities and Zhenghui Bureau decided to fine 400,000 yuan. The "wife incident" in the stock market was suspended three months after the planned reorganization, and the Qingdao alkali industry announced the termination of the assets reorganization March 22, 2013. The reason for the company's disclosure is that the process of approval and decision-making involved in this major asset reorganization has not been fulfilled. Hope through the reorganization of the loss of the Qingdao alkali industry eventually ended up empty. A-share market, many "because wife buy shares" incident has caused great concern. July 6, 2007, at that time, Wang Shi [Weibo] wife Wangjiang in the two-tier market to buy a total of Vanke A46900 shares, put in cash a total of 908,922 yuan, the transaction cost of 19.38 yuan per share. Coincidentally, Wangjiang buy shares in the first trading day after Vanke has significant information on the public, 4 trading day, Vanke A to Hongpan, the stock price accumulated up to 13.53%, in the market caused great controversy. July 2012, as the Securities and Futures Commission [micro-blog] for the first time to the media public administrative punishment Hearing procedure case, in Ningxia Heng Li Reorganization Insider trading hearings, whether the spouse is insider information insider becomes the dispute focus. In the case, the buyer was involved in Shanghai New Day Equity Investment Co., Ltd. Chairman Home Shou wife Julili, one of the new investors Xiao wife Zhou Xiaodan, Zhu, Zhou two people in the reorganization before buying Ningxia Heng force profit. Now, regulators have stepped up regulation of insider insiders trading stocks within 6 months of the reorganization, "insider trading may be one of the factors behind the restructuring, such as Hangzhou's Hundred." Yesterday, some industry insiders said. One investment bank has also said that its planned project for the end of 2012 has been shelved because the wife of the shell owner Peeped at her husband's cell phone and secretly bought a big stock from her husband. "Fortunately, the matter before the suspension of exposure, and so on 6 months before the reorganization of the total than after the suspension was found to provoke a Sao good." But this cost enough to make her husband vomiting blood three liters. "" June is not secret is lost, the minister is not close to lose his virginity, machine things are not close to harm. This should also be the stock motto.