Alcoholic drinks, 3 companies, 22 executives fined

The Securities and Futures Commission has announced on its official website that a group of senior executives of listed companies and senior executives of future companies have been fined. It shows that a total of 22 executives have received a disciplinary order from the SFC.　　Including alcoholic liquor Liu Hong, such as 9 responsible personnel, the CLP Tan and other 11 responsible personnel, South China futures Jiangxue and Zhang Haitao. China electric power Wide-pass false statement the SFC said that, after the discovery, the CLP has the following illegal facts: First, the CLP General 2003 annual report, 2004 interim report, 2004 annual report, 2005 interim report, 2005 annual report, 2006 interim report information disclosed there are false records, Major omission.　　In addition, the CLP did not timely fulfill the interim information disclosure obligations. CLP on March 31, 2006 by the Chinese electronics developed as a project investment body, April 12 has reached a preliminary intention, this major event on the CLP stock exchange prices have a greater impact, in particular, the share price in the May 11 to 15th 3 consecutive trading days up to the limit, The CLP has issued a notice saying that there is no disclosure of information. Shanghai Stock Exchange listed companies in the monitoring of the market to disseminate the news, several times to inquire, but the CLP has been uninformed or failed to reach an agreement on the basis of refusal to carry out relevant information disclosure, resulting in abnormal stock price fluctuations. CLP is due to disclose the information by May 19, 2006 at the latest, but only on May 30, 2006.　　As a result, the CLP has not been able to disclose major events that may have a greater impact on the price of stock transactions. To this end, the SFC has ordered the CLP to correct, to give the CLP wide-pass warning, and fined 400,000 yuan penalty. Tan, the chairman of the China-Electric Power Corporation, when the general manager of the Nujianyun warning, and sentenced to a fine of 80,000 yuan, as the Financial Controller (Financial officer) Guo Wei warning, and a fine of 50,000 yuan, respectively to the director Jialimin, Yuhongliang, Mayalin, Qian Feng, Sunkli warning, and sentenced to a fine of 30,000 yuan　　, respectively, to be the chairman of the Suzhenming, then director Fan Jing, Huadang warning. South China futures misappropriation customer margin is understood that the South China futures misappropriation of customer security case has also been investigated, trial completed. It is found that the South China futures have the following misappropriation of customer deposit behavior: January 11, 2005, South China futures through online banking from ICBC Guangzhou first branch margin account transfer 4 million yuan to CCB Guangzhou Tianhe branch own funds account. The next day, South China Futures will be the 4 million yuan to Shenzhen Forest Trading Co., Ltd. in Shenzhen Commercial Bank of Shenzhen Bay branch account. South China futures in the transfer of the time, there is no to transfer the 4 million yuan of their own funds, the above acts constitute the misappropriation of customer security. After that, the South China Futures and many times in the margin gap in the case from the margin account to transfer outside.　　Up to October 2005, the margin gap in South China futures was resolved under pressure from the regulatory authorities. The SFC said the aboveFacts, there are relevant information, power of attorney, exchange on the bill, bank deposit breakdown, bank statements, settlement information and the parties to inquire record evidence on the proof, sufficient to determine. The SFC believes that the South China futures in the misappropriation of customer margin violations, when the South China Futures chairman Jiangxue and general manager Zhang Haitao is directly responsible for the executives.　　Therefore, the South China futures were warned and fined a fine of $100,000, a warning to Jiangxue and a fine of 50,000 yuan, a warning to Zhang Haitao and a fine of 30,000 yuan. Alcoholic drinks conceal large shareholder's capital after being identified, the irregularities in alcoholic liquor include the failure to disclose, in periodic reports, the fact that the first largest shareholder, Hunan successful holding Group Limited and other affiliated parties, occupy alcoholic beverages, and that alcoholic beverages falsely state the amount of money in the periodic report.　　The SFC considers that its issuer does not disclose information in accordance with the relevant provisions, or that the information disclosed has false records, misleading statements or acts of significant omission. Therefore, the SFC decided to give the time as chairman and general manager Liu Hong Warning and a fine of 200,000 yuan, decided to give the director Shang, Yang Bo, Yang Jianjun, MA June, pay Light, when independent director Liu thinking, Zhang Yabin, Wang Xigu warning and fined 30,000 yuan.