Credit crisis spreads gold rock or has eluded special surveillance for 24 months

Every journalist Shijing Securities chief economist Gold Rock's practice credit crisis is spreading further. Gold Rock and Gold securities related people responded to some media interviews that the gold rock in the United States was banned into the securities industry because the Chinese did not pay.　　However, according to the U.S. Financial Supervision Bureau archives and the Hong Kong Stock Exchange data show that the U.S. nationality of gold rock or because of escape from "24 months of special surveillance", and is prohibited in the U.S. securities industry.　　In response to reports of lying to the media after the daily economic News reported that Gold Rock deliberately avoided globalink securities company experience and was punished, gold rock in response to a number of media interviews that the trio of securities and globalink securities companies are actually the same company. According to the Economic Observation network reported that the network reporter in the gold rock to prove the relevant reports, its "text response reporter said that the three Globallink is the Chinese name."　　"Then, Gold Rock again to a newspaper reporter said, two companies that is a company, called Green Securities in California, in big Washington called Sampu Securities." Accordingly, "Daily economic news" reporter again to gold rock himself confirmed, the other side told reporters that the two companies are not a company.　　And the U.S. Financial Supervision Bureau related information also shows that the two companies are not a company. Or is not being monitored. In addition, Gold rock and the National Gold securities related people in response to the media, said that its in the United States has been barred from the securities industry due to the beginning of 2002 has not paid fees for two years.　　But the daily economic news reporter survey found that this is not true. According to the U.S. Financial Supervision Bureau archives confirmed that Gold Rock was notified on January 14, 2003, he will start on July 14, 2003 "suspended", that is, NASD member units in any position. In this respect, gold Rock did not ask for a hearing.　　Since then, the United States NASD Arbitral tribunal on January 20, 2004, ruled that Gold Rock in NASD member units to engage in any occupation, wording than the previous 2003 years of the ruling more severe. The daily economic news reporter also found in the U.S. Financial Supervision Bureau's archives that it was in 2001 that "the Virginia State federal Regulatory action Gold Rock was fined about 37,000 dollars and asked to revoke his 2-year application for INV.ADV, suspending Gold rock to engage in commercial activities in the name of a breach of Virginia State securities law. The starting date for the case is October 4, 2001. The Virginia State government accuses the gold Rock operating account model of being considered unconditional, accusing him of conducting business before he was registered, and using misleading advertising to attract Virginia State customers.　　The resolution was passed on October 19, 2001, and the award was fined 37,400 dollars. The sanctions imposed special surveillance on Gold rock for a period of 24 months. The requirement is not to reapply until 24 months of special surveillance is completed. In addition, Gold Rock appealed, requesting an extension of the response time to the disputeJanuary 2002. The final Virginia State decided to extend the response time to November 28, 2001. "A U.S. securities industry researcher told the Daily Economic news reporter after analyzing the file, judging from the chain of punishments, the final penalty for Gold Rock is on the eve of the return of gold rock." Gold rocks have also appealed, meaning he is not unaware. He arrived in China at the end of 2001, according to the public Information of gold Rock.　　Therefore, the gold rock certainly did not complete the special surveillance penalty that was executed for 24 months. According to the public information of the SEHK, the nationality of the gold rock is the United States.　　The researchers say it may have been in China to evade punishment from American law. Experts: Foreign irregularities should be brought to the attention of "American citizens who routinely violate the U.S. securities industry and become famous chief economists in China." In recent days, some netizens have commented on Weibo.　　In this regard, the domestic well-known securities law experts Huang prosperous lawyer told the "Daily Economic news" reporter, in the United States Securities industry violation of punishment has not been implemented, whether by the Chinese securities regulatory agencies, the current law is still a blank, but in the field of self-regulation there are some records into the provisions of the file. "The domestic should consider the experience of the workers abroad, even should conduct an investigation," Wong said.　　"It is only when there is no loopholes in regulation that investors can correctly judge the reports of the securities industry, especially the researchers, so as to avoid being misled," Huang said.　　China's regulatory agencies have yet to respond to the gold rock in the United States has been a large number of illegal practice and was punished, the daily economic news has contacted the China Securities Association and the China Commission of the Office of the Public Information office, sent e-mails and faxed a written interview outline, has not been answered. Synchronous broadcast Gold Rock as a senior executive of two Hong Kong stock companies, hk,1968, an independent non-executive director from Gold Rock, said yesterday (December 2) They have taken note of the relevant reports of gold Rock in the United States and have been involved in the securities industry, and have "begun to pay attention"　　But there is no comment yet. The media have reported that Gold rock in the United States has many illegal practice experience and was punished by the U.S. Financial Supervision Bureau, the news, now also arouse the concern of Hong Kong shareholders. Yesterday, Hong Kong readers reflected that Golden Rock currently serves as a non-executive director of the board of two Hong Kong listed companies, the hk,1698 and Dr Frog.　　They had not previously known that Gold Rock had been reported in the United States as a violation of the experience. So how do the two listed companies conduct due diligence before accepting gold rock as an executive, and how do they evaluate the illegal and sanctioned experience in the United States? "Daily economic news," the reporter called the Horse Sports and Dr Frog to confirm, the sports related Personage said, just noticed the report, and began to pay attention, but there is no evaluation.　　Dr Frog has yet to respond. If you want to reprint pleaseContact the Daily economic News newspaper. Without the "Daily economic News" Newspaper authorized, is prohibited reprint or mirror, violators must investigate.