Sea Joint hearing compensation false statement involving hundreds of business department investors

Securities Times reporter Gui Min, the first of the domestic first by the issuer of shareholders voluntarily funded 200 million yuan for fraud event compensation-sea joint hearing false statement of compensation work has been officially launched recently. Securities Times reporter learned that the above-mentioned compensation to the total number of more than 100 brokerage department of more than 10,000 investors. Large shareholder set up compensation fund Hai Lian News July 19 announced that the company's 4 controlling shareholders Zhangfeng, Kong, Shing, Yang Dequang Capital of 200 million yuan to set up a "sea joint hearing false statement event Investor Interests Compensation Fund", used to compensate the appropriate investors due to the sea joint false statement suffered investment losses. According to the notice, investors who have suffered losses due to the Maritime Union's false statements may accept compensation from the Special Compensation Fund, or they may not accept compensation. If the compensation is not accepted, the investor may apply for conciliation to the conciliation agency such as Shenzhen Securities and Futures Dispute mediation Center, and may also apply to the arbitration institution for arbitration or bring a lawsuit in accordance with law. In this respect, China Securities Investor Protection Fund said that the company accepted the four shareholders commissioned by the Sea Joint hearing false statement event Investors interest Compensation fund managers, responsible for the day-to-day management and operation of the Fund, do not receive any remuneration, and effectively protect the legitimate rights and interests of investors. China Securities Regulatory Commission said in Friday that the compensation is the first case of the Chinese capital market by the major shareholder to compensate investors with market mechanism, which is to implement the State Council's opinion on further strengthening the protection of the legal rights and interests of small investors in the capital market. To urge the offending party or the parties involved to take the initiative to compensate investors, especially the controlling shareholder and the actual controller, shall actively and legally hold the company's equity or other assets to compensate the small and medium investors for the relevant requirements and spiritual embodiment. April 30 this year, the sea joint news issued relevant announcements, reducing the company's 2010-year operating income and accounts receivable of 3.75 million yuan, reducing net profit of 3.59 million yuan, reducing the 2011-year operating income and accounts receivable 22.04 million yuan, reducing the net profit of 20.78 million yuan, and reducing the 2012 net profit of 3.4 million yuan. On the same day, the 4 individual shareholders issued a statement, said that they are willing to comply with the provisions of the laws and regulations on the financial data due to the correction and adjustment to the appropriate investors to take the initiative to assume liability and timely start compensation work. Involving investors, according to the report, although the monitoring of the naval inquiry is still in progress, but with the July 19 compensation fund set up, the compensation working Group has officially begun to operate. According to the preliminary statistics of the group, the Joint Fraud Compensation fund involves more than 10,000 investors from more than 100 securities sales offices across the country, and the group will look for these investors one by one. According to the above compensation fund notice, from November 11, 2011 to April 30, 2014 (excluding April 30) to buy sea joint stock, and in March 22, 2013, April 27, 2013, April 30, 2014 three key points at any point in the holding of the shares of the investors , at the three key points mentioned above orThe losses arising from the holding or selling of the shares of the Maritime Union are the objects of compensation of the Fund. In addition to the establishment of the Compensation fund, the main shareholder of the Sea has also made two major commitments: first, if the sea-linked accounts receivable up to the end of 2011 to December 31, 2014 still cannot be fully recovered, the loss of bad debts, the above major shareholders will be the full compensation of individual contributions Second, will be in the next 12 months through the two-tier market to increase the company's shares. A Shenzhen investment banker said that the initiative of the joint control shareholders to set up a compensation fund, is a sense of shame after the brave behavior, reflects the main shareholder's fault, the sincerity and determination of error correction, as well as major shareholders of the company's future confidence. However, the investment banker also said that the sea news itself swallowed the bitter fruit, it is worth all the fake and ready to fake company deep reflection. Active claims can not replace the SFC's case investigation, only as a sea-linked to their own redemption.