The annual inspection of securities workers will be carried out

Source: Internet
Author: User
Keywords Inspection
The Securities Industry Association of China, 18th, said the annual inspection of securities practitioners will be carried out in 2009. The annual inspection personnel include the securities companies, fund management companies, securities investment advisory bodies, securities credit rating agencies, fund custodian (sales) agencies, the Great Wall Asset management company practitioners, the practice certificate of the period from January 1, 2007 to December 31, 2007, shall participate in the annual inspection of employees in 2009. Employees who obtained a practising certificate prior to January 1, 2007 but did not participate in the previous annual inspection shall also participate in the 2009 annual inspection after completing the change registration. Agencies should promptly check the practice Certificate management system in the "need to participate in the list of annual inspection personnel" changes. (Cai Zongqi)
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