List of candidates issued by the Gem of the Board of Auditors

Source: Internet
Author: User
Keywords Brokerage GEM gold and Gold Securities Committee members list of candidates
Every trainee reporter, Shei, in Friday, the SFC disclosed the first board of the gem issued a list of candidates, a total of 77 candidates, including accounting firms, law firms, asset assessment agencies, the National Development and Reform Commission, the Ministry of Science and Technology, the Chinese Academy of Sciences, fund management companies, altogether seven parts.  However, the daily economic news reporter carefully browsing the list, but found that in this series of departments, the only lack of brokers. According to the publicity list, of the 77 candidates, only 8 women, the rest are male members, the youngest is 33 years old, eventually the largest 66 years old, the staff degree is more than bachelor and Master degree, but also some ph. D. and college degree.  The 35 members who eventually made up the first board of the gem will be among the 77 candidates. In addition to the 3 SFC and 2 members of the Shanghai and Shenzhen Stock Exchange, 21 full-time members outside the SFC will be recruited from the partners of the accounting firm 14, 6 from the partner of the law firm, 1 from the partner of the asset appraisal firm, and 9 of the other part-time members outside the SFC, 1 from the NDRC,  1 from the Ministry of Science and Technology, recommended by the Ministry of Science and Technology industry experts 2, by the Chinese Academy of Sciences recommended industry experts 3, from the fund management company to hire 2. Reporters in the list of candidates did not see the figure of the securities brokerage, and before the SFC issued a list of the Board of Auditors have the figure of the brokerage.  The Securities dealers collectively avoid the first board of business, what is the reason? The daily economic news reporter interviewed Gold rock, chief economist of National Gold Securities. According to the relevant provisions of the securities law, because of the interest avoidance system, the securities firms participating in the sponsoring business should automatically avoid the relationship between the posts, he said. If the brokerage has made a committee member, the company's business in the sponsorship need to avoid, "may not be willing to lose the investment banking business, so voluntarily avoided."  He also said that after the brokerage is willing to increase the number of members of the Commission, thus suspending for a period of time do not sponsor business.  And the Yuan Securities Institute deputy general manager Roger to the "Daily economic news" Reporter said, in fact, not only securities companies, accounting firms and law firms need to avoid related matters, but relatively speaking, the interests of the securities broker more direct, so in the list of personnel there is no brokerage or less normal. Industry insiders pointed out that, from the current understanding of the situation, a company to receive guidance, the minimum fee for sponsoring agencies are 10 million yuan, perhaps this is the majority of brokers are unwilling to give up the sponsorship business and did not enter the audit committee reasons.
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